Stem receives NYSE notice of non-compliance with listing standards
Stem said it fell short of NYSE market capitalization and stockholders' equity minimums and must submit a plan to regain compliance.
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what happened
Stem, according to TradingView, said that on October 19, 2026 it notified the New York Stock Exchange (NYSE) that it does not meet Section 802.01B of the NYSE Listed Company Manual. That section requires average global market capitalization over 30 consecutive trading days to be at least $50 million and stockholders' equity to be at least $50 million at the same time.
On October 20 the company received a non-compliance letter from the exchange. Within 45 days of that letter, Stem must submit a business plan showing how it will regain compliance within 18 months. The NYSE will review the plan, and if it is accepted, the company will be monitored quarterly. Stem's common stock will keep trading on the NYSE during the cure period.
why it matters
For investors this signals financial strain at a small clean-energy software company. If the plan is not accepted or met, the risk of delisting remains. The company says its operations, SEC reporting and debt obligations are not affected.
market impact
STEM shares: delisting risk may weigh on investor interest while the cure period runs
tags
instruments
sources
- Stem Announces Notification of Noncompliance with NYSE Continued Listing Standards — TradingView, 23 October 2026 at 20:03 UTC
- Stem Announces Notification Of Noncompliance With NYSE Continued Listing Standards — Reuters, 23 October 2026 at 22:13 UTC
prepared by the newsmetry newsroom with ai assistance from the sources listed below. not investment advice.
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